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Certification and Authorization of Named Plaintiff Pursuant to Federal Securities Laws

The individual or institution listed below (the "Plaintiff") authorizes and, upon execution of the accompanying retainer agreement by Glancy Prongay & Murray LLP (“GPM”), retains GPM to file an action under the federal securities laws to recover damages and to seek other relief against Novartis AG . GPM will prosecute the action on a contingent fee basis and will advance all costs and expenses. The Novartis AG Retention Agreement provided to the Plaintiff is incorporated by reference, upon execution by GPM.

Join Action Against Novartis AG

Plaintiff certifies that:

  1. Plaintiff has reviewed the Complaint and authorizes its filing and/or the filing of a Lead Plaintiff motion on Plaintiff’s behalf.
  2. Plaintiff did not acquire the security that is the subject of this action at the direction of plaintiff's counsel or in order to participate in any private action arising under this title.
  3. Plaintiff is willing to serve as a representative party on behalf of a class and will testify at deposition and trial, if necessary.
  4. Plaintiff has made no transaction(s) during the Class Period in the debt or equity securities that are the subject of this action except those set forth below.
  5. Plaintiff has not sought to serve, nor served, as a representative party on behalf of a class under this title during the last three years, except as set forth below.
  6. Plaintiff will not accept any payment for serving as a representative party, except to receive Plaintiff’s pro rata share of any recovery or as ordered or approved by the court, including the award to a representative plaintiff of reasonable costs and expenses (including lost wages) directly relating to the representation of the class.

Shares Purchased

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Shares Sold

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I declare under penalty of perjury that the foregoing are true and correct statements.*

By clicking on the button below, I certify that I am authorized to sign this form, and I intend to sign and execute this agreement and retain Glancy Prongay & Murray LLP to proceed on Plaintiff's behalf, on a contingent fee basis.*

The Complaint and Retention Agreement provided to me are incorporated by reference. Please contact us to discuss this matter: shareholders@glancylaw.com | phone: (310) 201-9150 | toll-free: (888) 773-9224


Attach PDF, DOCX, or XLS files.

Signature



Signed pursuant to California Civil Code Section 1633. 1, et seq. - Uniform Electronic Transactions Act as adopted by the various states and territories of the United States.

Date of Signing: August 18, 2019