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WisdomTree, Inc.

Company NameWisdomTree, Inc.
Stock SymbolWT

On August 6, 2024, WisdomTree disclosed that it had received a Wells Notice from the U.S. Securities and Exchange Commission (“SEC”) advising the Company that the SEC has made a “preliminary determination” to file an enforcement action “alleging violations of certain provisions of the U.S. federal securities laws.”

On this news, WisdomTree’s stock price fell $0.25, or 2.5%, to close at $9.76 per share on August 6, 2024, thereby injuring investors.

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